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Recent Filings - Secondary Offerings
     
Date Company Location Amount
2012-02-03 ZBB Energy Corp. Menomonee Falls, WI N/A
 Designs, develops, manufactures and distributes energy storage systems.
2012-02-03 Oncothyreon Inc. Bellevue, WA $50.0 mil.
 Is a clinical-stage biopharmaceutical company.
2012-02-02 New York Mortgage Trust Inc. New York, NY $250.0 mil.
 Is a residential mortgage banking company.
2012-02-02 BreitBurn Energy Partners L.P. Los Angeles, CA N/A
 Is an independent oil and gas partnership.
2012-02-02 Enova Systems Inc. Torrance, CA $8.55 mil.
 Is an emerging alternative energy industry company.
2012-02-02 ARMOUR Residential REIT Inc. Vero Beach, FL N/A
 A real estate investment trust.
2012-02-02 Bancolombia S.A. Medellin, COLOMBIA $266.8 mil.
 The leading independent financial institution in Colombia.
2012-02-01 Tengion Inc. Winston-Salem, NC $30.0 mil.
 Regenerative medicine company.
2012-02-01 Axion Power International Inc. New Castle, PA $10.0 mil.
 Engages in the development and production of new battery technologies.
2012-02-01 Delphi Automotive PLC Gillingham, Kent, UNITED KINGDOM $2,323.3 mil.
 A leading global vehicle components manufacturer and provide electrical and electronic, powertrain, safety and thermal technolog
2012-02-01 OCZ Technology Group Inc. San Jose, CA $150.0 mil.
 Provides high performance solid state drives (“SSDs”) for computing devices and systems.
2012-02-01 WNS Holdings Ltd. Mumbai, INDIA N/A
 Provides offshore business process outsourcing, or BPO, services.
2012-02-01 Paramount Gold & Silver Corp. Ottawa, CANADA $90.0 mil.
 An exploration stage mining company.
2012-01-31 Medical Properties Trust Inc. Birmingham, AL $199.9 mil.
 Are a self-advised real estate company that acquires, develops and net-leases healthcare facilities.
2012-01-31 Ventrus Biosciences Inc. New York, NY $100.0 mil.
 Develops and commercializes late-stage prescription drugs for gastrointestinal disorders.
2012-01-31 BioDelivery Sciences International, Inc. Morrisville, NC $40.0 mil.
 Is a specialty biopharmaceutical company.
2012-01-31 Ardea Biosciences Inc. (IntraBiotics Pharm) Carlsbad, CA $144.5 mil.
 Is focused on the development of small-molecule drugs that address large pharmaceutical markets.
2012-01-30 Rex Energy Corp. State College, PA $64.8 mil.
 Is an independent oil and gas company.
2012-01-30 Wave Systems Corp. Lee, MA $20.0 mil.
 Develops, produces and markets hardware and software-based digital security products.
2012-01-27 Raptor Pharmaceutical Corp. Novato, CA $100.0 mil.
 Is a development-stage biotechnology company.
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