1999 YE Review

2000 YE Review

Underwriter Performance Report Underwriter Performance Report Period Covered: 01/2001 - Current The following table lists the most active brokerage firms serving as the lead underwriter in initial public offerings (IPOs). Each report only includes IPOs for which the broker firm served as the lead underwriter. If a brokerage firm participated as an underwriter, other than the lead, or as part of the larger selling syndicate, they are not included in these reports. Name Total Amount Raised Num. Offerings Avg. Market Val. Avg. Amount Raised Avg. % Change Merrill Lynch $1477.3 4 $300.8 $369.3 -3.03 Morgan Stanley Dean Witter $4242.5 3 $4791.2 $1414.2 -16.87 Goldman Sachs & Co. $303.2 3 $455.8 $101.1 -0.43 Lehman Brothers $252.5 3 $234.5 $84.2 -3.3 Copyright 2001 IPO Monitor. All rights reserved. Redistribution or publication of this content is expressly prohibited without the prior written consent of IPO Monitor. This information is provided AS-IS, without any warranty of any kind. IPO Monitor makes no claims concerning the accuracy or validity of the information, and shall not be held liable for any errors, delays, omissions or use thereof. Please report problems with this site to: ipo-admin@ipomonitor.com