Underwriter Performance Report
Period Covered: 1Q 2002

The following table lists all IPOs in which the indicated brokerage firm participated. For reports related to brokerage firms serving as the lead underwriter, please see the lead underwriter report.
NameTotal Amount RaisedNum. OfferingsAvg. Market Val.Avg. Amount RaisedAvg. % Change
Salomon Smith Barney$7923.88$4773.1$990.51.24
Merrill Lynch$7911.28$4687.6$988.91.24
Lehman Brothers$7799.47$5282.4$1114.20.47
CS First Boston$3804.06$2916.4$634.00.55
UBS Warburg$3750.05$3493.7$750.00.66
Bear Stearns & Co.$570.35$550.7$114.10.0
Goldman Sachs & Co.$6761.55$6309.0$1352.31.98
Morgan Stanley$7438.05$7128.3$1487.60.66
Banc of America Securities LLC$3293.93$5206.3$1098.01.1
J.P. Morgan$3272.73$5031.7$1090.91.1
First Union Securities$216.52$477.7$108.30.0
ING Barings$262.12$124.9$131.00.0
SG Cowen$2356.82$5239.9$1178.41.65
William Blair & Co.$395.22$928.1$197.60.0
Cruttenden Roth Inc.$3885.01$19000.0$3885.00.0
Pacific Growth Equity$120.01$638.4$120.00.0
Robertson Stephens$70.21$829.0$70.20.0
Deutsche Banc Alex. Brown$131.11$822.4$131.10.0
Legg Mason Wood Walker Inc.$90.71$389.3$90.70.0
SunTrust Robinson Humphrey$325.01$1027.2$325.00.0