| C.E. Unterberg, Towbin |
| 10 East 50th Street | Number of Offerings: | 2 |
| New York, NY | Total Amount Raised: | $58.2 Mil. |
| Telephone: 212-572-8000 | Avg. Amount per Deal: | $29.1 Mil. |
| Internet: http://www.unterberg.com/ | Avg. Company Market Val.: | $59.3 Mil. |
| Avg. Percent Change: | -27.85 % | |
| Name | Symbol | Offer Date | Offer Price | Close Price on 12/31/01 | Percent Change | Amount Raised $Mil. |
|---|---|---|---|---|---|---|
| Northwest Biotherapeutics, Inc. | NWBT | 12/14/01 | $5.00 | $5.00 | +0.0% | $20.0 |
| The Smith & Wollensky Restaurant Group | SWRG | 05/23/01 | $8.50 | $3.81 | -55.7% | $38.2 |
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