IPO Monitor: Underwriter Performance Report

Underwriter Performance Report
Period Covered: 1/2001 - 12/2001

The following table lists the most active brokerage firms serving as the lead underwriter in initial public offerings (IPOs). Each report only includes IPOs for which the broker firm served as the lead underwriter. If a brokerage firm participated as an underwriter, other than the lead, or as part of the larger selling syndicate, they are not included in these reports.
NameTotal Amount RaisedNum. OfferingsAvg. Market Val.Avg. Amount RaisedAvg. % Change
Goldman Sachs & Co.$12397.414$4093.4$885.513.28
CS First Boston$10306.611$6264.5$937.029.94
Lehman Brothers$1780.810$735.9$178.10.36
Morgan Stanley Dean Witter$7527.09$2294.1$836.30.23
Merrill Lynch$1970.78$1511.3$246.323.05
UBS Warburg$245.05$597.4$49.08.34
Banc of America Securities LLC$658.44$829.6$164.623.75
Deutsche Banc Alex. Brown$401.94$447.2$100.5-12.08
Paulson Investment Company Inc.$32.43$23.4$10.80.0
A.G. Edwards & Sons$85.22$380.8$42.666.6
C.E. Unterberg, Towbin$58.22$59.3$29.1-27.85
J.P. Morgan$142.82$333.6$71.412.15
Jefferies & Company$124.02$144.8$62.019.4
Robertson Stephens$78.32$438.3$39.2137.3
Salomon Smith Barney$377.22$2099.7$188.665.55
US Bancorp Piper Jaffray$156.02$564.3$78.028.8
WR Hambrecht + Co, LLC$36.02$47.8$18.0-23.23
Friedman, Billings, Ramsey$238.01$503.5$238.04.4
Dain Rauscher Wessels$55.01$90.3$55.0-42.2
Schneider Securities$8.01$14.2$8.0-68.2

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