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Underwriter Performance Report
Period Covered: April - June, 2007
| The following table lists the most active brokerage firms serving as the lead underwriter in initial public offerings (IPOs). Each report only includes IPOs for which the broker firm served as the lead underwriter. If a brokerage firm participated as an underwriter, other than the lead, or as part of the larger selling syndicate, they are not included in these reports. |
| Name | Total Amount Raised | Num. Offerings | Avg. Market Val. | Avg. Amount Raised | Avg. % Change |
|---|---|---|---|---|---|
| Morgan Stanley | $5481.7 | 10 | $1241.2 | $548.2 | 8.48 |
| Goldman Sachs & Co. | $1170.7 | 7 | $1053.2 | $167.2 | 32.54 |
| Merrill Lynch | $2534.3 | 7 | $2030.4 | $362.0 | 21.86 |
| J.P. Morgan | $704.7 | 6 | $784.1 | $117.4 | 2.37 |
| Deutsche Bank Securities | $587.0 | 4 | $716.2 | $146.8 | -3.13 |
| Citigroup | $573.2 | 3 | $6770.5 | $191.1 | 31.13 |
| Lehman Brothers | $520.5 | 3 | $937.0 | $173.5 | 2.77 |
| UBS Investment Bank | $298.6 | 3 | $280.7 | $99.5 | -13.63 |
| Banc of America Securities LLC | $249.2 | 2 | $193.7 | $124.6 | -0.55 |
| Friedman, Billings, Ramsey | $232.8 | 2 | $658.8 | $116.4 | -7.1 |
| Bear Stearns & Co. | $862.5 | 1 | $11440.0 | $862.5 | 43.5 |
| JMP Securities | $66.0 | 1 | $217.4 | $66.0 | -5.5 |
| Piper Jaffray | $87.0 | 1 | $225.5 | $87.0 | -12.3 |
| WR Hambrecht 's OpenIPO | $120.0 | 1 | $558.3 | $120.0 | 4.6 |
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