Underwriter Performance Report

Period Covered: 04/2007 - 06/2007

(only includes IPOs for which underwriter served as the lead underwriter )

UBS Investment Bank
299 Park Avenue Number of Offerings: 3
New York, NYTotal Amount Raised: $298.6 Mil.
Telephone: 212-582-6480Avg. Amount per Deal: $99.5 Mil.
Internet: http://www.ubs.com/Avg. Company Market Val.: $280.7 Mil.
 Avg. Percent Change: -13.63 %
 
Name Symbol Offer Date Offer
Price
Close Price
on 06/29/07
Percent
Change
Amount
Raised $Mil.
Helicos BioSciences Corp.HLCS05/24/07$9.00$9.06+0.6%$48.6
Ocean Power Technologies Inc.OPTT04/25/07$20.00$15.831-20.4%$100.0
Qiao Xing Mobile Communication Co. Ltd.QXM05/03/07$12.00$9.43-21.1%$150.0