Underwriter Performance Report

Period Covered: 07/2007 - 09/2007

(only includes IPOs for which underwriter served as the lead underwriter )

UBS Investment Bank
299 Park Avenue Number of Offerings: 3
New York, NYTotal Amount Raised: $458.8 Mil.
Telephone: 212-582-6480Avg. Amount per Deal: $152.9 Mil.
Internet: http://www.ubs.com/Avg. Company Market Val.: $307.3 Mil.
 Avg. Percent Change: +2.2 %
 
Name Symbol Offer Date Offer
Price
Close Price
on 09/28/07
Percent
Change
Amount
Raised $Mil.
Paragon Shipping Inc.PRGN08/10/07$16.00$16.96+6.0%$164.8
Quicksilver Gas Services LPKGS08/07/07$21.00N/AN/A$105.0
Encore Energy Partners LPENP09/12/07$21.00$21.36N/A$189.0