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Recent Filings - Secondary Offerings
Date Company Location Amount
2018-12-14 Borqs Technologies, Inc. Beijing, CHINA $100.0 mil.
 A global leader in software, development services and products
2018-12-14 KalVista Pharmaceuticals, Inc. Cambridge, MA $200.0 mil.
 A clinical-stage specialty pharmaceutical company
2018-12-14 Radiant Logistic Inc. Bellevue, WA $100.0 mil.
 Provides domestic and international freight forwarding and fulfillment services.
2018-12-13 Zymeworks Inc. Vancouver, BC, CANADA $250.0 mil.
 An innovative, clinical-stage biopharmaceutical company
2018-12-13 Level Brands, Inc. Charlotte, NC $100.0 mil.
 An innovative branding and marketing company
2018-12-13 Auris Medical Holding AG Zug, SWITZERLAND N/A
 A clinical-stage biopharmaceutical company
2018-12-13 Alliant Energy Corporation Madison, WI $326.0 mil.
 An energy-services provider that operates as a regulated investor-owned public utility holding company.
2018-12-13 Enphase Energy Inc. Petaluma, CA $42.3 mil.
 Pioneers a fundamentally new inverter technology for the solar industry.
2018-12-12 Eyenovia, Inc. New York, NY $5.50 mil.
 A clinical stage biopharmaceutical company
2018-12-12 Hannon Armstrong Sustainable Infrastructure Capi Annapolis, MD $127.3 mil.
 A specialty finance company
2018-12-12 Tocagen Inc. San Diego, CA $30.0 mil.
 A clinical-stage, cancer-selective gene therapy company
2018-12-12 Guaranty Bancshares, Inc. Mount Pleasant, TX $150.0 mil.
 A bank holding company
2018-12-12 Regulus Therapeutics Inc. San Diego, CA $20.0 mil.
 A biopharmaceutical company
2018-12-12 Upland Software, Inc. Austin, TX $250.0 mil.
 A leading provider of cloud-based enterprise work management software.
2018-12-11 Global Blood Therapeutics, Inc. South San Francisco, CA $172.5 mil.
 A biopharmaceutical company
2018-12-11 Global Medical REIT Inc. Bethesda, MD $31.5 mil.
 Engages primarily in the acquisition of licensed, state-of-the-art, purpose-built healthcare facilities and the leasing of these
2018-12-11 Honeywell International Inc. Morristown, NJ $99.6 mil.
 A diversified technology and manufacturing company.
2018-12-11 Fluidigm Corp. South San Francisco, CA $55.0 mil.
 Develops, manufactures and markets pmicrofluidic systems for growth markets in the life science and agricultural biotechnology.
2018-12-11 Berry Petroleum Corp Dallas, TX $746.3 mil.
 An independent upstream energy company
2018-12-11 Houston American Energy Corp. Houston, TX $12.0 mil.
 Is an oil and gas exploration and production company.
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