| Report Criteria |
| Report Type: |
Offer to Most Recent Quote |
| Period: |
Jul. 1, 2011 to Sep. 30, 2011 |
| Sort Criteria: |
Chronological |
| Industry: |
All Industries |
| Securities Types: |
Common Stock, ADS, EIS, IDS |
| Underwriting Types: |
Firm Committment |
| Region(s): |
|
| Foreign Companies: |
Included |
| Report Statistics |
| Number of Companies: |
39 |
| Largest Company: |
UDR Inc. (United Dominion Realty Trust) |
| Smallest Company: |
Cadiz Inc. |
| Best Performer: |
Coffee Holding Co Inc. |
| Worst Performer: |
Cyclacel Pharmaceuticals Inc. |
| Total Amount Raised: |
$3,397.1 Mil. |
| Average Amount Raised: |
$87.1 Mil. |
| Average Percentage Change: |
-19.7% |
| Company |
Symbol |
Offer
Type |
Offer
Date |
Amount
Raised
($mil.) |
Offer
Price |
Close
Price (2011-09-30) |
Percent
Change |
Market
Value
($mil.) |
| Coffee Holding Co Inc. |
JVA |
Secondary |
2011-09-27 |
0.000 |
9.92 |
7.49 |
-24.5% |
47.8 |
| Coffee Holding Co Inc. |
JVA |
Secondary |
2011-09-27 |
9.26 |
10.40 |
7.49 |
-28.0% |
47.8 |
| EnteroMedics Inc. |
ETRM |
Secondary |
2011-09-23 |
14.5 |
1.65 |
1.71 |
+3.6% |
62.8 |
| Newcastle Investment Corp |
NCT |
Secondary |
2011-09-22 |
102.4 |
4.55 |
4.07 |
+90.8% |
414.3 |
| Realty Income Corp. |
O |
Secondary |
2011-09-22 |
214.2 |
34.00 |
32.24 |
-5.2% |
4,294.4 |
| Mellanox Technologies Ltd. |
MLNX |
Secondary |
2011-09-21 |
95.3 |
31.75 |
31.22 |
-1.7% |
1,200.1 |
| Home Properties Inc. |
HME |
Secondary |
2011-09-21 |
351.0 |
58.50 |
56.76 |
-3.0% |
2,726.5 |
| Baxano Surgical, Inc. |
TSON |
Secondary |
2011-09-21 |
20.2 |
3.25 |
3.00 |
-7.7% |
81.4 |
| Rand Logistics Inc. |
RLOG |
Secondary |
2011-09-16 |
16.8 |
6.00 |
6.21 |
+3.5% |
109.7 |
| Broadwind Energy Inc. |
BWEN |
Secondary |
2011-09-16 |
13.0 |
0.40 |
0.32 |
-92.0% |
44.7 |
| Zogenix Inc. |
ZGNX |
Secondary |
2011-09-16 |
60.0 |
2.00 |
1.83 |
-8.5% |
85.0 |
| InterMune Inc. (InterMune Pharmaceuticals) |
ITMN |
Secondary |
2011-09-14 |
96.0 |
24.00 |
20.20 |
-15.8% |
1,308.4 |
| ExlService Holdings Inc. |
EXLS |
Secondary |
2011-09-13 |
23.0 |
23.00 |
22.00 |
-4.3% |
684.7 |
| ParkerVision Inc. |
PRKR |
Secondary |
2011-09-09 |
6.86 |
0.88 |
0.90 |
+2.3% |
60.5 |
| Raptor Pharmaceutical Corp. |
RPTP |
Secondary |
2011-09-08 |
4.00 |
4.00 |
4.51 |
+12.8% |
205.5 |
| National Retail Properties Inc. |
NNN |
Secondary |
2011-09-08 |
208.6 |
26.07 |
26.87 |
+3.1% |
2,530.6 |
| Peregrine Pharmaceuticals Inc. |
PPHM |
Secondary |
2011-09-02 |
6.94 |
1.11 |
1.09 |
-1.8% |
86.7 |
| Vivus Inc. |
VVUS |
Secondary |
2011-08-23 |
45.8 |
6.65 |
8.07 |
+21.4% |
717.1 |
| Invesco Mortgage Capital Inc. |
IVR |
Secondary |
2011-08-18 |
367.4 |
18.37 |
14.13 |
-23.1% |
1,630.4 |
| Agenus Inc. |
AGEN |
Secondary |
2011-08-11 |
7.00 |
0.51 |
0.47 |
-7.8% |
60.1 |
| Gasco Energy Inc. |
GSX |
Secondary |
2011-07-29 |
4.00 |
0.25 |
0.19 |
-24.0% |
31.9 |
| Ramtron International Corp. |
RMTR |
Secondary |
2011-07-28 |
9.50 |
2.00 |
1.97 |
-1.5% |
66.3 |
| BioSante Pharmaceuticals Inc. |
BPAX |
Secondary |
2011-07-28 |
48.0 |
3.00 |
2.28 |
-87.3% |
249.9 |
| Celsion Corp. |
CLSN |
Secondary |
2011-07-25 |
13.0 |
4.25 |
2.50 |
-41.2% |
62.3 |
| Government Properties Income Trust |
GOV |
Secondary |
2011-07-21 |
165.1 |
25.40 |
21.51 |
-15.3% |
1,011.2 |
| Star Bulk Carriers Corp. |
SBLK |
Secondary |
2011-07-20 |
30.1 |
1.80 |
1.29 |
-95.2% |
103.7 |
| Lucas Energy Inc. |
LEI |
Secondary |
2011-07-20 |
0.821 |
2.38 |
1.30 |
-45.4% |
23.3 |
| Synergy Pharmaceuticals Inc. |
SGYP |
Secondary |
2011-07-19 |
2.63 |
3.50 |
2.21 |
-36.9% |
209.9 |
| Kodiak Oil & Gas Corp. |
KOG |
Secondary |
2011-07-19 |
146.4 |
6.10 |
5.21 |
-14.6% |
1,071.6 |
| Two Harbors Investment Corp. |
TWO |
Secondary |
2011-07-15 |
426.3 |
10.15 |
8.83 |
-6.6% |
1,185.7 |
| Pioneer Drilling Co. |
PDC |
Secondary |
2011-07-15 |
87.0 |
14.50 |
7.18 |
-50.5% |
436.0 |
| Towerstream Corp. |
TWER |
Secondary |
2011-07-15 |
36.0 |
4.00 |
2.56 |
-36.0% |
132.9 |
| CommonWealth REIT |
CWH |
Secondary |
2011-07-13 |
180.0 |
24.00 |
18.97 |
-21.0% |
1,510.9 |
| UDR Inc. (United Dominion Realty Trust) |
UDR |
Secondary |
2011-07-13 |
450.0 |
25.00 |
22.14 |
-11.4% |
4,750.0 |
| Gulfport Energy Corp. |
GPOR |
Secondary |
2011-07-12 |
86.3 |
28.75 |
24.18 |
-15.9% |
1,220.6 |
| Cytori Therapeutics Inc. |
CYTX |
Secondary |
2011-07-12 |
28.6 |
4.52 |
2.95 |
-34.7% |
173.4 |
| Cadiz Inc. |
CDZI |
Secondary |
2011-07-11 |
4.43 |
11.00 |
7.91 |
-28.1% |
11.3 |
| Celsion Corp. |
CLSN |
Secondary |
2011-07-05 |
6.62 |
3.16 |
2.50 |
-20.9% |
54.5 |
| Cyclacel Pharmaceuticals Inc. |
CYCC |
Secondary |
2011-07-01 |
10.4 |
1.36 |
0.44 |
-95.4% |
23.9 |
Last Updated: 2013-12-10 21:07:53 (PT)